Expert SFC Licensing Consultancy in Hong Kong
Your trusted partner in navigating Hong Kong's SFC licensing requirements with precision and expertise.
We are HK License
SFC License Application Guidance
We provide expert guidance through all 10 types of SFC licenses applications. With our comprehensive experience from assessment to compliance, we ensure your business meets all regulatory requirements in Hong Kong's financial landscape.
Assessment & Application
Expert evaluation of your business model to determine the appropriate license type and comprehensive application preparation.
Compliance & Monitoring
Ongoing support to ensure your business maintains compliance with all SFC regulations and reporting requirements.
With proven expertise in preparing applications, our team ensures a smooth journey through regulatory requirements while maintaining the highest standards of compliance. We understand the complexities of SFC licensing and offer tailored solutions to meet your specific business needs.
Regulatory Expertise
In-depth knowledge of SFC regulations and requirements
Efficient Process
Streamlined application preparation saving you time
Comprehensive Support
End-to-end assistance from assessment to application
Dedicated Team
Experienced professionals dedicated to your success
Our Comprehensive Services
We provide expert guidance at every stage of the SFC licensing process, ensuring your business meets all regulatory requirements in Hong Kong's financial landscape.
Strategic Advisory
We provide strategic advice on how to structure your business to best align with regulatory requirements and business objectives.
- Business structuring
- Risk assessment
- Regulatory planning
License Application
We manage the complete application process for all types of SFC licenses, ensuring all materials are properly prepared and submitted.
- Document preparation
- Application submission
- Status monitoring
Ongoing Support
We help your business maintain ongoing compliance with all SFC regulations, ensuring you stay in good standing with authorities.
- Regulatory updates
- Compliance reviews
- Ongoing support
The HK License Process
Our streamlined approach ensures a smooth and efficient licensing journey.
Initial Consultation
We assess your business needs and determine the appropriate license types.
Documentation Preparation
We prepare all required documentation according to SFC standards.
Application Submission
We submit your application and manage communication with the SFC.
Ongoing Support
We provide continuous compliance support after license approval.
SFC License Application
Securities Trading (Type 1)
Expert guidance for firms engaging in securities dealing and brokerage services.
Futures Contracts (Type 2)
Comprehensive support for futures trading operations and compliance.
Forex Trading (Type 3)
Specialized assistance for leveraged foreign exchange trading businesses.
Securities Advisory (Type 4)
Professional guidance for investment advisory services.
Futures Advisory (Type 5)
Expert consultation for futures market advisory services.
Advising on Corporate Finance (Type 6)
Strategic support for corporate finance advisory services.
Providing automated trading services (Type 7)
Specialized assistance for automated trading service providers.
Margin Financing (Type 8)
Professional guidance for securities margin financing operations.
Asset Management (Type 9)
Comprehensive support for fund and portfolio management services.
Credit Rating (Type 10)
Expert assistance for credit rating service providers.
Virtual Asset Trading Platform Licensing (VATP)
Specialized support for virtual asset trading platform operators seeking to establish their presence in Hong Kong.
Hong Kong's new regulatory framework for virtual assets requires specialized expertise. Our team stays at the forefront of these developments to provide you with cutting-edge guidance.
Our Licensing Process
We've developed a streamlined, efficient process to guide you through every step of obtaining your SFC license in Hong Kong.
Initial Consultation
We begin with a thorough consultation to understand your business model, objectives, and specific requirements. This helps us determine which license types are most appropriate for your operations.
- Business needs assessment
- Regulatory requirements review
- Strategic planning session
Gathering Requirements
We provide a comprehensive checklist of all necessary documentation and requirements. Our team will guide you through the preparation of business plans, compliance manuals, and other essential materials.
- Documentation preparation
- Business plan development
- Compliance infrastructure setup
Application Preparation
Our expert team meticulously prepares your application, ensuring all forms are properly completed and all supporting documents are aligned with SFC requirements. We conduct thorough reviews to identify and address potential issues before submission.
- Form completion and verification
- Document quality assurance
- Pre-submission review
Submission and Follow-up
We handle the submission process and manage all communications with the SFC. Our team promptly addresses any inquiries or requests for additional information, ensuring your application proceeds smoothly through the review process.
- Application submission management
- SFC correspondence handling
- Status tracking and updates
Ongoing Support
After license approval, we provide comprehensive ongoing support to ensure your business maintains compliance with SFC requirements and adapts to regulatory changes.
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Fulfilling ongoing obligations
- Regulatory updates
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Timely Notification to SFC
Why Our Process Works
Efficient & Time-Saving
Our streamlined process reduces application time by up to 40%
Higher Approval Rate
Our expertise increases the likelihood of first-time approval
Regulatory Expertise
Deep understanding of SFC requirements and expectations
Ongoing Support
Continuous guidance beyond the initial license approval
Average Timeframe
Application Preparation Expertise
Our team's specialized knowledge and proven track record ensures your SFC license application is prepared with the highest standards of precision and compliance.
Our Core Expertise Areas
Documentation Excellence
We meticulously prepare all required documentation, ensuring completeness, accuracy, and compliance with SFC standards. Our attention to detail significantly reduces the risk of application delays or rejections.
Regulatory Interpretation
We translate complex regulatory requirements into clear, actionable guidance. Our deep understanding of SFC regulations enables us to navigate the nuances of compliance requirements effectively.
Application Structure
We organize your application strategically, presenting your business in the most favorable light while ensuring all regulatory requirements are addressed comprehensively.
Timeline Management
We develop and adhere to realistic timelines for application preparation and submission, keeping your business objectives aligned with regulatory processes.
Our Preparation Advantage
First-time Approval Rate
Faster Processing
Our Preparation Checklist
- Comprehensive business plan development
- Detailed compliance manuals tailored to your business
- Risk management framework creation
- Organizational structure and governance documentation
- Financial projections and capital adequacy analysis
- IT systems and security protocols documentation
"HK License's expertise in preparing our SFC license application was invaluable. Their meticulous approach to documentation and deep regulatory knowledge made the process smooth and efficient."
- Financial Services CEO, Hong Kong
Areas of Specialization
Financial Institutions
Specialized expertise in brokerage firms, asset managers, and investment advisors licensing.
FinTech Companies
Expertise in navigating regulatory requirements for innovative financial technology solutions.
Virtual Asset Services
Cutting-edge knowledge in cryptocurrency exchanges and digital asset platform licensing.
What Our Clients Say
Discover how we've helped businesses like yours navigate the complex SFC licensing process with efficiency and expertise.
Trusted by Businesses Across Hong Kong
Contact Us Today
Have questions about SFC licensing or ready to start your application process? Our team is here to help you navigate the regulatory landscape with confidence.
Contact Information
Office Address
Central District, Hong Kong
Phone
+852 54251522Business Hours
Monday-Sunday: 9:00 AM - 5:00 PM