About Us

We are HK License

With proven expertise in preparing applications, our team ensures a smooth journey through regulatory requirements while maintaining the highest standards of compliance. We understand the complexities of SFC licensing and offer tailored solutions to meet your specific business needs.

Regulatory Expertise

In-depth knowledge of SFC regulations and requirements

Efficient Process

Streamlined application preparation saving you time

Comprehensive Support

End-to-end assistance from assessment to application

Dedicated Team

Experienced professionals dedicated to your success

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What We Offer

Our Comprehensive Services

We provide expert guidance at every stage of the SFC licensing process, ensuring your business meets all regulatory requirements in Hong Kong's financial landscape.

Strategic Advisory

We provide strategic advice on how to structure your business to best align with regulatory requirements and business objectives.

• Business structuring
• Risk assessment
• Regulatory planning

License Application

We manage the complete application process for all types of SFC licenses, ensuring all materials are properly prepared and submitted.

• Document preparation
• Application submission
• Status monitoring

Compliance Support

We help your business maintain ongoing compliance with all SFC regulations, ensuring you stay in good standing with authorities.

• Regulatory updates
• Compliance reviews
• Ongoing support

Our Approach

The HK License Process

Our streamlined approach ensures a smooth and efficient licensing journey.

1

Initial Consultation

We assess your business needs and determine the appropriate license types.

2

Documentation Preparation

We prepare all required documentation according to SFC standards.

3

Application Submission

We submit your application and manage communication with the SFC.

4

Ongoing Support

We provide continuous compliance support after license approval.

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Our Expertise

SFC License Application

1

Securities Trading (Type 1)

Expert guidance for firms engaging in securities dealing and brokerage services.

Stock Trading Brokerage Services Securities Dealing

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2

Futures Contracts (Type 2)

Comprehensive support for futures trading operations and compliance.

Futures Trading Derivatives Risk Management

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3

Forex Trading (Type 3)

Specialized assistance for leveraging foreign exchange trading businesses.

Foreign Exchange Leveraged Trading Currency Pairs

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4

Securities Advisory (Type 4)

Professional guidance for investment advisory services.

Investment Advice Portfolio Analysis Research Services

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5

Futures Advisory (Type 5)

Expert consultation for futures market advisory services.

Futures Analysis Market Insights Advisory Services

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6

Corporate Finance (Type 6)

Strategic support for corporate finance advisory services.

M&A Advising IPO Consulting Corporate Restructuring

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7

Trading Services (Type 7)

Specialized assistance for automated trading service providers.

Trading Platforms Automated Services Electronic Trading

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8

Margin Financing (Type 8)

Professional guidance for securities margin financing operations.

Margin Lending Credit Assessment Risk Management

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9

Asset Management (Type 9)

Comprehensive support for fund and portfolio management services.

Fund Management Portfolio Services Investment Management

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10

Credit Rating (Type 10)

Expert assistance for credit rating service providers.

Rating Services Credit Analysis Risk Assessment

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How We Work

Our Licensing Process

We've developed a streamlined, efficient process to guide you through every step of obtaining your SFC license in Hong Kong.

Initial Consultation

We begin with a thorough consultation to understand your business model, objectives, and specific requirements. This helps us determine which license types are most appropriate for your operations.

• Business needs assessment
• Regulatory requirements review
• Strategic planning session

1

2

Gathering Requirements

We provide a comprehensive checklist of all necessary documentation and requirements. Our team will guide you through the preparation of business plans, compliance manuals, and other essential materials.

• Documentation preparation
• Business plan development
• Compliance infrastructure setup

Application Preparation

Our expert team meticulously prepares your application, ensuring all forms are properly completed and all supporting documents are aligned with SFC requirements. We conduct thorough reviews to identify and address potential issues before submission.

• Form completion and verification
• Document quality assurance
• Pre-submission review

3

4

Submission and Follow-up

We handle the submission process and manage all communications with the SFC. Our team promptly addresses any inquiries or requests for additional information, ensuring your application proceeds smoothly through the review process.

• Application submission management
• SFC correspondence handling
• Status tracking and updates

Ongoing Support

After license approval, we provide comprehensive ongoing support to ensure your business maintains compliance with SFC requirements and adapts to regulatory changes.

• Compliance monitoring
• Regulatory updates
• Operational guidance

5

Why Our Process Works

Efficient & Time-Saving

Our streamlined process reduces application time by up to 40%

Higher Approval Rate

Our expertise increases the likelihood of first-time approval

Regulatory Expertise

Deep understanding of SFC requirements and expectations

Ongoing Support

Continuous guidance beyond the initial license approval

Average Timeframe

Initial Consultation 1-2 weeks

Documentation 3-4 weeks

SFC Review 8-12 weeks

Implementation 2-3 weeks

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